Disclosures
KS, MO, NE and OKThe Financial Professionals in the Principal® Financial Network are licensed in the following states (below) to offer insurance products, life insurance (including variable life), annuities (including variable annuities), securities and investment advice where indicated (below).
Insurance products from the Principal Financial Group® are issued by Principal National Life Insurance Co. (except in NY) and Principal Life Insurance Co. Securities and advisory products offered through Principal Securities, Inc., 800-247-1737, member SIPC. Principal National, Principal Life, and Principal Securities are members of the Principal Financial Group, Des Moines, IA 50392.
Content updated as of 05/10/2022
| First Name | Last Name | Securities Registration | Insurance Licenses | Investment Adviser Representative (Y/N) |
| Adam | Brophy | AZ, CO, DC, IA, IL, IN, KS, MI, MN, MO, NC, NV, NY, TX, VA and WI | AZ, CO, IA, IL, IN, MI, MN, MO, NC, NY, TX and WI |
Y |
| Raymond | Cal | CO, CT, FL, MA, MI, MN, NY, SD, TX, WA and WI | CO, CT, FL, NC, NE and WI |
Y |
| Craig | Charlton | DE, MA, NJ NY and PA | NJ, NY and PA |
Y |
| Bart | Conner | AZ, CA, FL, IA, IL, IN, MI, MN, NC, NY and OH | CA, FL, IA, IL, IN, MN, OH and WI |
Y |
| Paula | Cooley | AL, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, LA, MA, MD, MI, MN, MO, MS, MT, NC, NJ, NM, NV, NY, OH, OK, PA, SC, TN, VA, WA, WI and WV | CT, DC, FL, IL, KY, MA, MD, MI, MO, NC, NJ, NY, PA, SC, TN, VA and WV |
Y |
| Ciaran | Cummins | WI, VA, CO and TN | WI, VA, CO and TN | Y |
| Wes | Cyrus | AR, CO, KS, MO, OH, OK and TX | CO, KS, MO, OK and TX |
Y |
| Terek | Glenetski | CO, NC and WI | WI, TX and VA | Y |
| Matthew | Hamel | AZ, CT, FL, MA, NY, SC, VT | MA, NY, SC, TX, VT |
Y |
| Karen | Hamilton | AL, FL, GA, HI, LA, MI, MS, NC, NM, TX, WA, IN and VA | AL, FL, IN, LA, MS, NC, NM and TX |
Y |
| Joshua | Herbst | FL, IA, IL, WI and MO | IA, IL and WI |
Y |
| Jim | Holroyd | AK, AZ, CA, CO, FL, GA, ID, ME, NE, NV, OR, TX and WA | AK, AZ, CA, FL, ID, NE, OR and WA |
Y |
| Jess | Humpal | AZ, FL, IA, KY, MN, SD and WI | AZ, FL, IA, MN and WI |
Y |
| Greg | Johnson | AR, AZ, CA, CO, FL, GA, IA, IL, IN, KY, LA, MI, MN, NC, NM, PA, SC, SD, TX, VA and WI | FL, IA, IL, MI, TX and WI |
Y |
| Matthew | Kopecky | AR, CA, DC, FL, IA, IL, KY, MA, MO, NC, NJ, NM, TX and WI | DC, FL, IA, IL, MO, NM, TX and WI |
Y |
| Brandon | Littleton | AK, AR, AZ, CA, FL, GA, IA, IL, MN, NC, SC and WI | FL, TX and WI |
Y |
| Xavier | Mahdion | AZ, CA, FL, HI, IA, NC, NV, TX, UT, WA and CA |
AZ, CA, FL, OH, OR, TN, TX and UT | N |
| Joe | Newgren | AZ, CA, CO, FL, IA, IL, MN, ND, OR, AND WI | MN and WI |
Y |
| John Jay | Pettit | AL, AZ, CA, CO, HI, ID, NC, OR, TX and WA | CA, HI, TX and WA |
Y |
| Steve | Phillips | AL, AZ, CO, DE, FL, MI, MN, OH, SD and WI | WI |
Y |
| Justin | Piprude | AK, AL, AR, AZ, CA, CO,DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NV, NY, OH, OR, PA, SD, TN, TX, UT, VA, WA and WI | AK, AL, AZ, CA, CO, CT, FL, GA, HI, IA, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NJ, NV, NY, OH, OK, OR, PA, SC, SD, TX, UT, VA, WA, WI and WY |
Y |
| Chris | Richey | AR, CA, CO, FL, IA, LA, NC, OH, SC, TX and WA |
LA and TX |
Y |
| Cody | Schweninger | AZ, CO, KS, MO, NE, OK, TX | KS, MO, NE and OK | Y |
| Richard | Schweninger | AZ, AR, CO, FL, GA, IL, IA, KS, MO, NE, NM, NC, OK, SD, TX, WA | AR, CO, FL, GA, IL, IA, KS, MO, NE, NM, OK, TX and WA | Y |
| Marc | Shepherd | CT, GA, MD, NC, NJ, SC, TN and VA | GA, MD, NC, SC and TN |
Y |
| Joseph | Sissel | AL, CA, CO, CT, FL, GA, DY, MD, NC, NY, OH, OR, TX, VT | FL, NY, OH, NC, GA |
Y |
| Ben | Trevino | AZ, CT, FL, GA, IL, IN, KY, MI, MN, MO, NC, OH, SC, TN, WA and WI | AZ, CT, FL, GA, IL, IN, MI, MN, MO, NC, SC, TN, WA and WI |
Y |